| 1/22/2014 | BKCVHY | S&P lowers National Financial loan to B
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| 7/2/2013 | BKCVHY | S&P: National Financial loans B+ notes CCC+
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| 7/2/2013 | CVLM | National Financial holders may convert or put 4% notes until July 22
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| 6/25/2013 | BKCVDDHY | Moody's downgrades National Financial Partners loans, notes
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| 6/6/2013 | BKCVDDHY | Moody's: National Financial loans B1, notes Caa2
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| 6/4/2013 | BKCVDDHY | S&P: National Financial loans B+, notes CCC+
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| 4/15/2013 | CV | Market Commentary: Convertibles weaker outright; RTI steady on hedge; Stillwater Mining up dollar neutral
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| 9/7/2012 | CVIGPF | National Financial files $500 million preferreds, stock, debt shelf
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| 7/8/2010 | CVLM | National Financial gets tenders for nearly all 0.75% convertibles
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| 6/11/2010 | CV | Market Commentary: Convertibles 'less weak'; Transocean, Hertz, Ford Motor regain some ground; Microsoft down
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| 6/10/2010 | CV | Market Commentary: Cadence around par on debut; National Financial quiet; Microsoft trades with 99 handle
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| 6/10/2010 | CV | New Issue: National Financial prices $125 million seven-year convertibles to yield 4%, up 22.5%
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| 6/9/2010 | CV | New Issue: National Financial prices $125 million seven-year convertibles to yield 4%, up 22.5%
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| 6/9/2010 | CV | Market Commentary: Microsoft slips below par on debut; Transocean weaker; National Financial, Cadence on tap
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| 6/9/2010 | CVLM | National Financial announces cash tender for 0.75% convertible notes
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| 8/21/2009 | CVIG | National Financial files $123.5 million shelf for preferreds, debt
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| 6/1/2009 | BKCV | National Financial reduces loan borrowings, may cut convertibles
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| 1/19/2007 | CV | National Financial greenshoe exercised, upping convertibles to $230 million
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| 1/18/2007 | CV | New Issue: National Financial Partners prices $200 million five-year convertibles at 0.75%, up 20%
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| 1/18/2007 | CV | Market Commentary: Lehman ends commissions for clients; Isis jumps on debut; National Financial makes quiet start
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| 1/17/2007 | CV | Market Commentary: Headwaters rises at start; Vornado flat on rumors; Washington quiet; Isis, National Financial reviews differ
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| 1/17/2007 | CV | National Financial Partners prices $200 million five-year convertibles to yield 0.75%, up 20%
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| 1/16/2007 | CV | National Financial Partners plans $200 million five-year convertibles, talked at 0.25%-0.75%, up 20%-25%
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| 1/16/2007 | CV | Market Commentary: Genesis soars on buyout; Symantec falls outright on warning; Headwaters strong in gray; issuance picks up
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