| 8/21/2020 | SP | New Issue: TD sells $2.87 million contingent interest barrier autocalls with memory on stocks
|
| 2/5/2020 | SP | New Issue: Credit Suisse $1.85 million contingent coupon autocallable yield notes on four stocks
|
| 11/26/2019 | SP | New Issue: Credit Suisse prices $1.46 million Accelerated Return Equity Securities on stock basket
|
| 11/21/2019 | SP | New Issue: Credit Suisse prices $1.02 million Accelerated Return Equity Securities on stock basket
|
| 8/21/2019 | SP | New Issue: JPMorgan sells $332,000 contingent interest autocalls tied to Disney, Sony, Amgen
|
| 7/12/2019 | SP | TD Bank plans contingent interest barrier autocalls on stocks
|
| 5/17/2018 | SP | RBC to price contingent barrier enhanced notes linked to Sony
|
| 7/18/2016 | SP | New Issue: HSBC prices $2.58 million 10% STEP Income Securities linked to Sony
|
| 7/8/2016 | SP | HSBC plans one-year 8% STEP Income Securities tied to Sony
|
| 6/3/2015 | SP | New Issue: Credit Suisse prices $17.23 million 8.5% STEP Income notes on Sony
|
| 5/18/2015 | SP | Market Commentary: Credit Suisse’s 8.5% STEP Income Securities tied to Sony are good for hedging or profit-taking
|
| 5/15/2015 | SP | Credit Suisse to price 8.5% STEP Income Securities tied to Sony
|
| 4/28/2014 | SP | New Issue: RBC prices $18.81 million 8% STEP Income Securities linked to Sony
|
| 4/10/2014 | SP | RBC plans to price 8% one-year STEP Income Securities linked to Sony
|
| 1/23/2014 | SP | New Issue: UBS prices $122,190 trigger phoenix autocallables linked to Sony
|
| 1/21/2014 | SP | New Issue: UBS prices $654,925 7.38% trigger yield optimization notes on Sony
|
| 12/20/2013 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Sony
|
| 9/24/2013 | SP | New Issue: JPMorgan prices $2.98 million 8.25% airbag autocallables linked to Sony
|
| 9/17/2013 | SP | JPMorgan to price 6.5%-8.5% airbag autocallables linked to Sony
|
| 6/27/2013 | SP | New Issue: JPMorgan prices $2.55 million 10% autocallable reverse exchangeables linked to Sony
|
| 6/7/2013 | SP | JPMorgan plans 10% autocallable reverse exchangeables linked to Sony
|
| 4/19/2011 | SP | New Issue: Bank of Montreal prices $457,000 13.6% reverse exchangeables on Sony
|
| 3/29/2011 | SP | Bank of Montreal plans 11.98%-14.98% reverse exchangeables tied to Sony
|
| 12/29/2006 | SP | New Issue: ABN Amro sells $0.25 million 9% Knock-in Reverse Exchangeables linked to Sony
|
| 12/4/2006 | SP | ABN Amro plans 9% knock-in securities linked to Sony
|
